| Transactions completed by St. Charles’ Partners |
|
| Mergers & Acquisitions |
|
|
| Alpine Banks of Colorado (Glenwood
Springs, CO) |
Commercial Bank with $1.5 billion of assets and 28
locations |
Acquisition of First National Bank of Telluride for
$36 million (cash) |
| Aspen Bancshares, Inc. (Aspen, CO) |
Commercial Bank |
Sold to Zions Bancorporation for $93.5 million
(cash) |
| Aspen Bancshares, Inc. (Aspen, CO) |
Commercial Bank |
Acquisition of Valley National Bank for $10 million
(cash) |
| Aspen Bancshares, Inc. (Aspen, CO) |
Commercial Bank |
Purchase of Centennial Savings Bank for $17 million
(cash) |
| Bank Capital Corporation/Guaranty
Corporation (Denver, CO) |
Commercial Bank |
Stock-for-stock merger with a value of $51 million |
| Bank of Monte Vista (Monte Vista, CO) |
Commercial Bank |
Sold to Sunflower Banks for $9.2 million (cash) |
| Centennial Bank Holdings, Inc. (Denver,
CO) |
Commercial Bank with $3 billion of assets and 39
locations |
Sold Centennial's subsidiary Collegiate Peaks Banks
with 2 locations in the Colorado mountains |
| Centennial Bank Holdings, Inc. (Ft.
Collins, CO) |
Commercial Bank with $708 million of assets and 12
locations |
Sold to Investor group led by Castle Creek Capital
for $155 million (cash) |
| Century Bank of Arizona (Carefree, AZ) |
Commercial Bank |
Sold to Harris Bank for $16.2 million (cash) |
| Cheyenne Mountain Bank (Colorado Springs,
CO) |
Commercial Bank |
Sold to Legacy Bank (f.k.a. State Bank of Wiley) |
| Citizens Financial Corporation (Cortez,
CO) |
Commercial Bank with $78 million of assets and 2
locations |
Sold to Community Bankshares, Inc. for $15.2 million
(cash) |
| Colorado Funding — Colorado State
Bank (Denver, CO) |
Commercial Bank |
Purchase of the Cherry Creek branch of Commercial
Federal |
| Commerce Bank (Aurora, CO) |
Commercial Bank |
Sold to Commerce Bancshares, Inc. for $29.5 million
(cash) |
| Commercial Bancorporation of Colorado
(Denver, CO) |
Commercial Bank |
Sold to KeyCorp for $93 million (stock) |
| Community First National (Thornton, CO) |
Commercial Bank |
Sold to Community First Bankshares for $21 million
(stock) |
| Equitable Bankshares, Inc. (Denver, CO) |
Commercial Bank |
Sold to investor group for $17.4 million (cash) |
| Estes Bank Corporation (Estes Park, CO) |
Commercial Bank |
Sold to Vail Banks, Inc. for $21.5 million (cash
& stock) |
| First Bancorp of Durango, Inc. (Durango,
CO) |
Commercial Bank |
Sold to Thomas and James Fitzgerald for $43.6
million (cash) |
| First Colorado Bancorp — First
Federal Bank (Denver, CO) |
Savings & Loan |
Sold to Commercial Federal for $466 million (stock) |
| First Community Bankshares (Ft. Morgan,
CO) |
Commercial Bank |
Sold to Community First Bankshares for $20.1 million
(stock) |
| First Interstate of Ft. Collins (Ft.
Collins, CO) |
Commercial Bank |
Sold to First National of Nebraska for $68 million
(cash) |
| First MainStreet Financial, Ltd.
(Longmont. CO) |
Commercial Bank with $386 million of assets and 6
locations |
Sold to Centennial Bank Holdings for $105 million
(stock) |
| First National Bank of Colorado (Fort
Collins, CO) |
Commercial Bank |
Sale of charter |
| FirstBank Holding Company (Lakewood, CO) |
Commercial Bank with $8.7 billion of assets and 128
locations |
Sale of charter |
| FNBJ Company — First National of
Johnstown (Johnstown, CO) |
Commercial Bank |
Sold to First National of Nebraska for $7.3 million |
| Foothills Bank (Wheat Ridge, CO) |
Commercial Bank with $126 million of assets and 3
locations |
Sold to Centennial Bank Holdings for $27.5 million
(cash) |
| Front Range Capital Corporation
(Broomfield, CO) |
Commercial Bank with $442 million of assets and 14
locations |
Sold to First State Bancorporation for $72 million
(cash) |
| GFSB Bancorp, Inc. (Gallup, NM) |
Savings & Loan with $228 million of assets and 2
locations |
Sold to First Federal Savings for $24.1 million
(cash & stock) |
| Goldenbanks of Colorado (Golden, CO) |
Commercial Bank |
Sold to Norwest for $71 million (stock) |
| Guaranty Corporation (Denver, CO) |
Commercial Bank with $1.4 billion of assets and 19
locations |
Sold to Centennial Bank Holdings for $365 million
(cash) |
| High Country Bancorp, Inc. (Salida, CO) |
Savings & Loan with $200 million of assets and 5
locations |
Sale of Leadville branch and $19.4 million of
deposits to Pueblo Bancorporation |
| Kiowa State Bank (Kiowa, CO) |
Commercial Bank |
Sold to Mountain Parks Financial for $7.1 million
(stock) |
| Metropolitan Bancshares, Inc. (Parker, CO) |
Commercial Bank |
Sold to Wells Fargo Bank for $24.5 million (stock) |
| Minnequa Bancorp, Inc. (Pueblo, CO) |
Commercial Bank |
Sold to Vectra Bank Colorado (Zions
Bancorporation) for $45 million (cash) |
| Mountain Bancshares, Inc. (Eagle, CO) |
Commercial Bank |
Sold to Norwest for $25.7 million (stock) |
| Mountain States Bancorporation, Inc.
(Denver, CO) |
Commercial Bank with $280 million of assets and 1
location |
Sold to UMB Financial Corporation for $83.5 million
(cash) |
| New Mexico Financial Corporation (Belen,
NM) |
Commercial Bank with $117 million of assets and 9
locations |
Sold to First State Bancorporation for approximately
$25 million (cash & stock) |
| Olathe Bancorporation, Inc. (Olathe, CO) |
Commercial Bank with $60 million of assets and 2
locations |
Sold to Pinnacle Bancorp, Inc. |
| Peak National Bank (Golden, CO) |
Commercial Bank with $183 million of assets and 6
locations |
Acquisition of First State Bank of Idaho Springs, CO |
| Professional Bank (Denver, CO) |
Commercial Bank |
Sold to Vectra Bank Colorado for $13.5 million
(cash) |
| Southwest State Bank (Denver, CO) |
Commercial Bank |
Sold to Vectra Bank Colorado for $22.3 million
(stock) |
| The Bank of Douglas County (Castle Rock,
CO) |
Commercial Bank |
Sold to FirstBank Holding Company for $28.3 million
(cash) |
| The Bank of Durango (Durango, CO) |
Commercial Bank with $31 million of assets and 1
location |
Sold to First National Bank of Durango |
| Tri-State Finance Corp. (Denver, CO) |
Commercial Bank |
Sold to Zions Bancorporation for $29.2 million
(stock) |
| Trust Bank of Colorado (Denver, CO) |
Commercial Bank |
Sold to Northern Trust for $15 million (cash) |
| Union Bankshares, Ltd. (Denver, CO) |
Commercial Bank |
Purchase of Lakewood State Bank for $8.4 million
(cash) |
| Union Bankshares, Ltd. (Denver, CO) |
Commercial Bank |
Sold to KeyCorp for $65.8 million (cash) |
| Vail Banks, Inc. (Vail, CO) |
Commercial Bank |
Purchase of Telluride Bancorp for $24.2 million
(cash & stock) |
| Vail Banks, Inc. (Vail, CO) |
Commercial Bank |
Purchase of Glenwood Independent Bank for $7.5
million (cash) |
| Vail Banks, Inc. (Vail, CO) |
Commercial Bank |
Purchase of the Glenwood Springs Branch of World
Savings |
| Vail Banks, Inc. (Vail, CO) |
Commercial Bank |
Purchase of Western Community Bank for $4.4 million
(cash) |
| VBI, Inc. — Vista Bank of Colorado
Springs (Colorado Springs, CO) |
Commercial Bank |
Sold to AdBank for $5.9 million (cash) |
| Vectra Bank Colorado (Denver, CO) |
Commercial Bank |
Sold to Zions Bancorporation for $194 million
(stock) |
| Vectra Bank Colorado (Denver, CO) |
Subsidiary of Zions Bancorporation (Utah) with $2.4
billion of assets and 40 locations |
Sale of 5 northern Colorado branches to First
National of Nebraska for $4.2 million (cash) |
| Vectra Bank Colorado (Denver, CO) |
Subsidiary of Zions Bancorporation (Utah) with $2.4
billion of assets and 40 locations |
Sale of 6 southern Colorado branches to an investor
group for $7 million (cash) |
| Wyoming State Bank (Laramie, CO) |
Commercial Bank |
Acquired First Wyoming Bancorporation |
| |
|
|
| Advisories & Financings |
|
|
| Advantage Bancorp (Loveland, CO) |
Commercial Bank |
Advisory related to the placement of $6 million of
trust preferred securities |
| Alpine Banks of Colorado (Glenwood
Springs, CO) |
Commercial Bank |
Private placement of $10 million of trust preferred
securities |
| Alpine Banks of Colorado (Glenwood
Springs, CO) |
Commercial Bank with $1.1 billion of assets and 28
locations |
Advisory related to the placement of $10 million of
trust preferred securities |
| Alpine Banks of Colorado (Glenwood
Springs, CO) |
Commercial Bank with $2 billion of assets and 33
locations |
Advisory related to the placement of $12 million of
trust preferred |
| Alpine Banks of Colorado (Glenwood
Springs, CO) |
Commercial Bank with $1.5 billion of assets and 30
locations |
Advisory related to the placement of $25 million of
trust preferred |
| American State Bank Holding Company
(Williston, ND) |
Commercial Bank with $210 million of assets and 2
locations |
Advisory related to the placement of $8.5 million of
common stock |
| Draper Bancorporation (Draper, UT) |
Commercial Bank |
Private placement of $5 million of subordinated
capital notes |
| First American Bancorp (Greenwood Village,
CO) |
Commercial Bank with $123 million of assets and 1
location |
Advisory related to the placement of $3 million of
trust preferred |
| First Concord Acceptance Corp. (Denver,
CO) |
Leasing company |
Private placement of $15 million of asset-backed
certificates |
| First MainStreet Financial, Ltd.
(Longmont, CO) |
Commercial Bank |
Advisory related to a stock buyback |
| First National Bank of Longmont (Loveland,
CO) |
Commercial Bank |
Advisory related to a stock buyback |
| FirstBank Holding Company (Lakewood, CO) |
Commercial Bank with $7.8 billion of assets and 119
locations |
Advisory related to ESOP |
| FirstBank Holding Company (Lakewood, CO) |
Commercial Bank with $7.3 billion of assets and 111
locations |
Advisory related to ESOP |
| FirstBank Holding Company (Lakewood, CO) |
Commercial Bank with $6.6 billion of assets and 108
locations |
Advisory related to ESOP |
| FirstBank Holding Company (Lakewood, CO) |
Commercial Bank |
Advisory related to ESOP |
| FirstBank Holding Company (Lakewood, CO) |
Commercial Bank |
Private placement of $50 million of trust preferred |
| FirstBank Holding Company (Lakewood, CO) |
Commercial Bank |
Private placement of $25 million of subordinated
capital notes |
| FirstBank Holding Company (Lakewood, CO) |
Commercial Bank |
Private placement of $45 million of trust preferred |
| FirstBank Holding Company (Lakewood, CO) |
Commercial Bank |
Advisory related to a stock buyback of $39.6 million |
| FirstBank Holding Company (Lakewood, CO) |
Commercial Bank with $7.3 billion of assets and 111
locations |
Advisory Related to ESOP |
| FirstBank Holding Company (Lakewood, CO) |
Commercial Bank |
Advisory Related to ESOP |
| Front Range Capital Corporation
(Broomfield, CO) |
Commercial Bank with $442 million of assets and 14
locations |
Advisory related to the placement of $9.2 million of
trust preferred |
| Front Range Capital Corporation —
Heritage Bank (Louisville, CO) |
Commercial Bank |
Private placement of $3 million of common stock |
| Front Range Capital Corporation —
Heritage Bank (Louisville, CO) |
Commercial Bank |
Private placement of $4.2 million of common stock |
| Guaranty Corporation (Denver, CO) |
Commercial Bank |
Advisory related to the placement of $10 million of
trust preferred |
| Metrocorp, Inc. (East Moline, IL) |
Commercial Bank with $577 million of assets and 20
locations |
Advisory related to a hostile tender offer and
evaluation of strategic alternatives |
| Mountain Bankshares (Eagle, CO) |
Commercial Bank |
Financial Advisory |
| Mountain States Bancorporation (Denver,
CO) |
Commercial Bank with $288 million of assets and 1
location |
Advisory |
| New Mexico Banquest (Albuquerque, NM) |
Commercial Bank with $449 million of assets and 9
locations |
Advisory related to the placement of $15 million of
trust preferred |
| Peak National Bank (Golden, CO) |
Commercial Bank |
Advisory related to the placement of $6.3 million of
trust preferred |
| Raton Capital Corporation (Raton, NM) |
Commercial Bank |
Advisory related to the placement of $5 million of
trust preferred |
| United Bancorporation of Wyoming (Jackson,
WY) |
Commercial Bank |
Advisory related to the placement of $15 million of
trust preferred |
| United Bancorporation of Wyoming (Jackson,
WY) |
Commercial Bank with $1.4 billion of assets and 13
locations |
Advisory related to the placement of $15 million of
trust preferred |
| United Bancorporation of Wyoming (Jackson,
WY) |
Commercial Bank with $1.4 billion of assets and 13
locations |
Advisory related to the placement of $10 million of
trust preferred |
| Valley Bancorp (Brighton, CO) |
Commercial Bank with $241 million of assets and 12
locations |
Advisory related to the placement of $3 million of
trust preferred |
| Valley Bancorp (Brighton, CO) |
Commercial Bank |
Advisory related to the placement of $3 million of
trust preferred |
| |
|
|
| Valuations |
|
|
| Advantage Bancorp (Loveland, CO) |
Commercial Bank with $195 million of assets and 3
locations |
Valuation of common stock |
| Advantage Bancorp (Loveland, CO) |
Commercial Bank |
Valuation of common stock |
| Advantage Bancorp — First Choice Bank
(Geneva, IL) |
Commercial Bank |
Valuation of common stock |
| Alpine Banks of Colorado (Glenwood
Springs, CO) |
Commercial Bank with $2.4 billion of assets and 38
locations |
Advisory related to the placement of $10 million of
trust preferred securities and $10 million line of credit |
| BW Bancorp — Boundary Waters Bank
(Blaine, MN) |
Commercial Bank with $75 million of assets and 3
locations |
Valuation of common stock |
| Centennial Holdings — Centennial
Ventures (Denver, CO) |
Venture capital firm |
Valuation of units |
| Centennial Holdings — Centennial
Ventures (Denver, CO) |
Venture capital firm |
Valuation of units |
| Centennial Holdings — Centennial
Ventures (Denver, CO) |
Venture capital firm |
Valuation of units |
| Centennial Holdings — Centennial
Ventures (Denver, CO) |
Venture capital firm |
Valuation of units |
| Centennial Holdings — Centennial
Ventures (Denver, CO) |
Venture capital firm |
Valuation of units |
| Centennial Holdings — Centennial
Ventures (Denver, CO) |
Venture capital firm |
Valuation of units |
| Centennial Holdings — Centennial
Ventures (Denver, CO) |
Venture capital firm |
Valuation of units |
| Centennial Holdings — Centennial
Ventures (Denver, CO) |
Venture capital firm |
Valuation of units |
| Citywide Banks, Inc. (Aurora, CO) |
Commercial Bank |
Valuation of common stock |
| Colorado Funding — Colorado State
Bank (Denver, CO) |
Commercial Bank |
Valuation of common stock |
| Commercial Bancshares, Inc. (Bloomington,
MN) |
Commercial Bank |
Valuation of common stock |
| Estate of Anna Mae Pattee |
Common stock holdings in several northeast Colorado
banks |
Valuation of common stock |
| Estate of Nick Petry (Denver, CO) |
Estate |
Valuation of United Bancorp of Wyoming |
| Estate of Nick Petry (Denver, CO) |
Estate |
Valuation of Citadel Bank |
| First MainStreet Financial, Ltd.
(Longmont, CO) |
Commercial Bank with $386 million of assets and 6
locations |
Valuation of common stock |
| FirstBank Holding Company (Lakewood, CO) |
Commercial Bank with $7.8 billion of assets and 119
locations |
Valuation of common stock |
| FirstBank Holding Company (Lakewood, CO) |
Commercial Bank with $7.3 billion of assets and 111
locations |
Valuation of common stock |
| FirstBank Holding Company (Lakewood, CO) |
Commercial Bank with $6.6 billion of assets and 108
locations |
Valuation of common stock |
| FirstBank Holding Company (Lakewood, CO) |
Commercial Bank |
Valuation of common stock |
| FirstBank Holding Company (Lakewood, CO) |
Commercial Bank |
Valuation of common stock |
| FirstBank Holding Company (Lakewood, CO) |
Commercial Bank |
Valuation of common stock |
| Guaranty Corporation (Denver, CO) |
Commercial Bank |
Valuation of common stock |
| Larimer & Co. (Denver, CO) |
Venture capital and private equity firm |
Valuation of units |
| Larimer & Co. (Denver, CO) |
Venture capital and private equity firm |
Valuation of units |
| Magnet Bank (Salt Lake City, UT) |
Industrial Bank with $460 million of assets and 1
location |
Valuation of common stock |
| Magnet Bank (Salt Lake City, UT) |
Commercial Bank |
Valuation of common stock |
| Mountain States Bancorporation (Denver,
CO) |
Commercial Bank |
Valuation of common stock |
| Raton Capital Corporation (Raton, NM) |
Commercial Bank |
Valuation and Financial Advisory |
| Scottsdale Bancorp (Scottsdale, AZ) |
Commercial Bank |
Valuation of common stock |
| Scottsdale Bancorp / Copper Star Bank
(Scottsdale, AZ) |
Commercial Bank with $85 million of assets and 1
location |
Valuation of common stock |
| Star Bancorp, Inc. (Scottsdale, AZ) |
Commercial Bank with $160 million of assets and 2
locations |
Valuation of common stock |
| Trust Company of America (Denver, CO) |
Provider of trust and asset custody, back office
outsourcing services, and portfolio and client data management solutions to
asset managers |
Valuation of common stock |
| Union Bankshares, Ltd. (Denver, CO) |
Commercial Bank |
Valuation and analysis |
| Whitcorp Financial Company (Lamar, CO) |
Holding Company for Western State Bank (Garden City,
KS) and First National Bank in Lamar (CO) |
Valuation and analysis |
